0001127602-17-009873.txt : 20170302 0001127602-17-009873.hdr.sgml : 20170302 20170302190744 ACCESSION NUMBER: 0001127602-17-009873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WAL MART STORES INC CENTRAL INDEX KEY: 0000104169 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 710415188 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 702 SOUTHWEST 8TH ST CITY: BENTONVILLE STATE: AR ZIP: 72716 BUSINESS PHONE: 5012734000 MAIL ADDRESS: STREET 1: 702 SOUTHWEST 8TH STREET CITY: BENTONVILLE STATE: AR ZIP: 72716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTON JIM C CENTRAL INDEX KEY: 0001219106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06991 FILM NUMBER: 17660876 MAIL ADDRESS: STREET 1: C/O WALTON ENTERPRISES, INC. STREET 2: P.O. BOX 1860 CITY: BENTONVILLE STATE: AR ZIP: 72712 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-28 0000104169 WAL MART STORES INC WMT 0001219106 WALTON JIM C P.O. BOX 1860 BENTONVILLE AR 72712 1 Common Stock 2017-02-28 4 S 0 1947020 70.6485 D 138516319 I By Trust Common Stock 2017-02-28 4 J 0 1715000 0 D 136801319 I By Trust Common Stock 2017-03-01 4 S 0 2023992 70.443 D 134777327 I By Trust Common Stock 2017-03-02 4 S 0 571349 70.4987 D 134205978 I By Trust Common Stock 10507127 D Common Stock 1415891131 I By Limited Liability Company This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $70.25 to $70.955, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. The transaction is a distribution of 1,715,000 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust. This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $70.15 to $71.01, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $70.17 to $70.78, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. The reporting person is a trustee of the Walton Family Holdings Trust, the entity that owns 134,205,978 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such Trust except to the extent of his pecuniary interest therein. The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. /s/ Jennifer F. Rudolph, by Power of Attorney 2017-03-02